Showing posts with label Austin. Show all posts
Showing posts with label Austin. Show all posts

Saturday, July 7, 2007

Deleuze & Guattari

What a joy to get back to Deleuze & Guattari after all these years! -- & with more training in semiotics as well.

Let's begin with the infernal rhizome, a concept that D&G redefine and rework throughout 1000 Plateaus. Wikipedia describes a fairly standard botanical rhizome as follows:
In botany, a rhizome is a usually underground, horizontal stem of a plant that often sends out roots and shoots from its nodes, though a number of species of plants have above ground rhizomes or rhizomes that sit at the soil surface including some Iris species. Rhizomes may also be referred to as creeping rootstalks, or rootstocks.

So, plants that normally reproduce by shoots form rhizomes. The most familiar example might be the fungal mats that send up mushrooms or toadstools after a rain. D&G use both the synchronic form of the irregularly interwoven mat and the chronological process of the exploring radicle-tip to describe various linguistic, semiotic, artistic, social, and cognitive forms.They oppose rhizome to what they call not linear but arborial form, their prime example being Chomsky's branching analysis of sentences. Anti-Oedipus and particularly 1,000 Plateaus became popular in the USA in part as theorists scrabbled to adjust to the formal demands of epublication.

OUR STORY (in 1,000 Plateaus, assuming one reads the book in sequence, which D&G don't particularly recommend) starts as D&G, apparently leery of the sequentiality of their own hardcopy publication, launch an attack on certain assumptions of books.
A book has neither object nor subject; it is made of variously formed matters, and very different dates and speeds. To attribute the book to a subject is to overlook this working of amatters, and the exteriority of their relations. It is to fabricate a beneficient God to explain geological movements. In a book, as in all things, there are lines of articulartion or segmentarity, strata and territories; but also linees of flight, movements of deterritorialization and destratification (3).

D&G's destratification resembles other uses of image to qualify abstract distinctions; the authors mean to undercut certain hierarchical relations of ideas. Their deterritorialization is a little odder, but pertains to the destabilization of ideas by something rather like Derridean difféance. D&G, strangely and tellingly, don't mention Derrida anywhere even when their argument follows "Structure, Sign, and Play" point by point.

On time --
Thought lags behind nature. Even the book as a natural reality is a taproot, with its pivotal spine and surrounding leaves. But the book as a spiritual reality, the Tree or Root as an image, endlessly develops the law of the One that becomes two, then of the two that become four . . . . Binary logic is the spiritual reality of the root-tree. Even a discipline as 'advanced' as linguistics retains the root-tree as its fundamental image, and thus remains wedded to classical reflection (for exapmple, Chomsky and his grammatical trees, which begin at point S and proceed by dichotomy (5).

As one tries to put these ideas into practice in electronic literature, it becomes less obvious how Chomsky's analysis and its binary distinctions is arboreal or linear as opposed to rhizomatic or global. A rhizome itself is, in a sense, made of lines and intersections of lines, and the proceeding live radical proceeds teleologically. Since one must speak one word after another, natural language proceeds temporally. Consequently, most if not all language involves constant binary opposition at least in terms of temporal comparison of linguistic elements. Each word or sound must be before or after something else, and we find that significant. Also, as the various structuralisms and formalisms have pointed out in their various ways, semantics involves differentiation; for every a, one must understand a more-or-less articulated non-a. However, the very branching of Chomsky's system -- arboreal, if you will -- does provide for a synchronic differentiation and comparison of linguistic elements that ultimately involves synchronic interrelationships between more than two entities, and non-oppositional differentiations. That is, the binary differentiations must be ultimately taken as elements of a larger set of interrelationships, as a combinations of edges in a picture, in which every edge comprises a binary division, can be taken to describe events that are otherwise non-binary (take a diagram of a triangle as perhaps the simplest example).

One might be tempted to dismiss D&G's criticism of Chomsky on this point alone. This would be premature, however. Their criticism of Chomsky, after all, is not exactly that he might be incorrect. They describe his work at various points as a "tracing," as opposed to a "map." This word tracing, again, is not self-explanatory, but a simple image might be the kinds of mapping one gets from AAA when one asks them to map out a route. The initial map, which would correspond to what D&G call map, shows the layout of the land in general without respect to any particular voyage. The AAA counselor will "route you out" by taking a highlighter and marking along a convenient route from where the AAA member starts and finishes. The route is then complete, in a sense, in that one has a personalized plot or model of how one might proceed. It's not exactly linear, but contains a line of travel along with the surrounding areas that we might take as corresponding to immediate associations.

Following this out, one finds that D&G have a truly remarkable model here. What one gleans is that Chomsky's model corresponds significantly to linguistic structures, and renders significant information and questions -- all that Chomsky himself ever claimed for it or, one suspects, would allow any other theory -- but that it does not describe the entire event available for description; it only describes one abstractable operation.

Again, one might counter that this is fair enough without diminishing Syntactic Structures or what follows in the slightest. And, one might continue, the same criticism could be made of D&G's own argument, which equally follows a single logical chain, and that one's read through it is as temporal as any other linguistic process. Yet D&G do leave abundant evidence that they have indeed recognized these objections and have engaged themselves in response. 1,000 Plateaus itself is laid out in such a way that their own arborescent arguments intersect richly, creating complex parallelisms as one proceeds between chapters.

The metaphorical use of rhizome and the rhizomatic structure of the work vary in each tracing; the chapters thus inform one another.For instance, the critique of Chomsky returns in various guises:
Chomsky's grammaticallity, the categorical S symbol that dominates every sentence, is more fundamentally a marker of power than a syntactic marker; you will construct grammatically correct sentences, you will divide each statement into a noun phrase and a verb phase (first dichotomy) (7).

This follows Derrida's politicization of what the L=A=N=G=U=A=G=E school folks (Bernstein, Hejinian, Silliman and others) call closure. (The discussion of the pharmakoi in Of Grammatology is probably still the signal text here).

A discussion of the implications of Chomsky's diagrams on power politics seems odd without a discussion of Chomsky's own anarco-syndicalist politics, but D&G probably don't mean to question the sincerety of Chomsky's commitment, but the interrelation of his analysis to alternate models of language, including its viability for use with apparently contradictory models. Part of the clue for this comes down the page, and the form in which one compares illustrates the point D&G seem to be circling around.
A semiotic chain is like a tuber agglomerating very diverse acts, not only linguistic, but also perceptive, mimetic gestural and cognitive; there is no language in itself, nor are there any linguistic universals, only a throng of dialects, patois, slangs, and specialized languages (7).

This describes what Chomsky calls I-language. But on an individual or intra-personal level, one may see that sequences of sentences may apply to each other, in ways that change the realtime arrangement of syntactic and semantic elements. Since I've just gotten done reading DH Lawrence's piece on Classic American Literature, it's an example that comes freely to mind. In his usual high dudgeon, DHL syncopates sentences and paragraphs. He uses both fragments and one-sentence paragraphs freely, and does so when neither would meaningfully stand alone without the preceeding or succeeding discourse. Now, not only does his prose achieve a high degree of closure in terms of its sense, but he gets downright didactic. By contrast, D&G themselves hold fairly closely to long-line arborescent sentences with full and elegant predications; and these they nest, moreover, in full and elegant paragraphs with traditionally sequential, intra-referential and closed forms. The paragraphs have identifiable topic sentences which succeeding discourse qualifies and explicates, with reasonable conclusions and transitional elements woven from the repetition of key terms. Complexity aside, the structure does not violate the spirit of a freshman essay.

The structure of the book as a whole is another matter, but even within any given chapter, reading D&G gives a far more inquisitive and open-ended experience than reading Lawrence. In both cases, one may see that elements break across the syntactic line of predication to form other connections. Again and again, through various fragments and fragmentary paragraphs, Lawrence omits elements that readers may guess from his parallelism. In doing so, he accomplishes several things: readers reassemble something very like Lawrence's ideas as their own. Within this process, Lawrence manages to suggest that we ourselves find his constructions self-evident and natural, since they seem to spring from the self-evident music of his language. And of course in so doing his language embodies the mental leaps and lunges of a person in passionate argument.

In D&G's more temporally extended sentences a converse pattern occurs.Repeated but subtly differentiated parallel modifiers give an impression of undefined and undefinable retracings of reference that finally suggest a body of representation neither defined nor fully embodied by their text. In terms of paragraphing, this amounts to interpretive operations in which one clearly plays modifiers in succeeding sentences against one another to some degree independently of their relationships to their respective predicative units. This action, of course, relates quite directly to their complaints with the dominant S-trunk of Chomsky's trees, and their analysis of this as a tracing. The predicative function surely exists, if perhaps not exactly as described. Yet the very action that embodies that predicative activity, the recursion involved in parsing linguistic units, involves other comparisons and connections that may be equally or even more important or more active.

One consequence of all this is the recognition that any linguistic model that attempts to analyze syntactic activity apart from its dynamic interrelations with semantic shifts will in some measure run aground of its own limitations. Listeners (and, to a lesser extent, readers) determine phrase boundaries by information internal to the language they encounter. Some of this information is musical or prosodic, but some of it is semantic as well. At the same time, the meaning of semantic elements is regularly deferred pending syntactic or even syntagmatic closure. This leaves us in the neighborhood of Derrida's difféance again, but also with Dickinson's many "inflections of the pen" that she insisted could be simultaneously multiple while vocal inflections had to commit themselves. (This appears in the letters, but I'm still chasing the exact quote).

A large part of the value of D&L's work here comes in their appreciation of the intrinsic retention of sensorial and even sensual or substantially alinguistic or metalinguistic materia prima within linguistic and semiotic constructs. Their constructs, accordingly, become useful in evaluating textual materiality. For instance, the Derridean analysis of linguistic structure involves an eternally elusive definition. In D&G, words do not mean because they're defined. So, for instance, one might consider an isolated word, lonelier than a character without its play, as involving a web of associative aural, visual, kinetic, even olfactory experiential trace. One should not consider this as "direct" experience that might later be modified or organized, but as tracings of previous considerations traced, organized, compared, constructed in various ways -- "associations" we call it. These associations retain similar aspects, but may allow for direct contradictions as well. Thus, one understands a relationship between a kitchen table and other tables, yet one would not attempt to eat from a table of figures or a table of contents.

Chomsky and others have enabled useful analysis by limiting some analyses to the relationships of complete, atomistic or monadistic words at a predicative or sentence level. Yet in some ways words must also be understood as extensively and radically composite, as well as fuzzy in definition. So in response to a given text, one or another aspect of a word may be prominent in my attention, whereas another aspect may be receded. I may consider a table of contents as an abstractly flat entity upon or along which contents can be "laid out" in an otherwise undifferentiated or parallel context for comparison and examination. The of contents tells me what aspects of table should occupy my attention, but the other aspects of the table association-complex ride close, somehow.

I sorely feel the need for more extensive neurological descriptions of such phenomena. For present I will satisfy myself by saying that the process appears similar to that of visual attention, in which I am "thinking about" a particular region that appears to me as central to my gaze. And if someone asks me a question about something at the periphery of my vision, I quickly turn my eyes towards that point to gather it in binocular vision, but also to focus a greater portion of cerebral processing on the matter. Similarly, congruent associations reinforced by syntax seem to "bring to mind" aspects of words within the syntactic chain.

Of course, since each usage of this sort further informs future associations with each word, we have thereby the extension of derridean play. I would have welcomed D&G's specifically citing Derrida where they clearly responded to his work, but even without that the description is quite useful. Most of the backhanded reference to Derrida comes in the chapter-essay "On Several Regimes of Signs." Here's a slice:
There is a simple general formula for the signifying regime of the sign (the signifying sigh): every sign refers to another sign, and only to another sign, ad infinitum. That is why, at the limit, one can forgo the notion of the sign, for what is retained is not principally the sign's relation to a state of things it designates, or to an entity itsignfifes, but only the formal relation fo sign to sign insofar as it defines a so-called signifying chain. The limitlessness of signifieance replaces the sign. When denotation (here, designation and signification taken together) is assumed to be part of connotation, one is wholly within this signfiying regime of the sign. Not much attention is paid to indexes, in other words, the territorial states of things constituting the designatable. Not much attention is paid to icons [for this, see Peirce] that is, operations of reterritorialization constituting the signifiable. Thus th sign has already attained a high degre of relative deterritorialization; it is thought of as a symbol [Peirce as opposed to Saussure again] in a constant moveement of referral from sign to sign.

OK, that's a mouthful, and not the least because D&G casually track Peirce's distinctions through a discussion traditionally based on the quite different distinctions proceeding from de Saussure. D&G insist on what amounts to an evocative significance of the sign beyond its existance in a system of words per se. Now, the implied criticism of Derrida is probably not altogether fair, since they don't discuss the distinctions or resemblances between spoken and written or even thought language and what has been translated as "arche-writing." Descriptions of arche-writing in Derrida's "Freud and the Scene of Writing" clearly ground Derrida's conception of the play of signification as grounded outside of areas usually circumscribed by the words langage or parole. Derrida clearly wishes to deal with neural activity as semiotic or representational in some sense; as opposed to an "out-there," or some species of noumena.

In this sense, Derrida insists on describing the process as play of differences in a relatively continuous system of signification that must operate temporally, must change, and therefore can never stabilize. D&G describe the same activity as interplay between "regimes of signs" or "planes of signifiance" or "plateaux" or "planes" of a rhizome or "tracings" that are mutually dependent in interpretation. So they might call the special terminology of Saussurean linguistics as a "regime of signs" for instance, but they consider that this cannot isolate itself successfully from Peirce's sign-system or from one or another individual's daily French or even English.

More later, ye gods.


Deleuze, Gilles and Felix Guattari. 1,000 Plateaus Brian Massumi. Trans. Minneapolis: Minnesota, 2003.

Thursday, May 17, 2007

Chomsky and Visual Inflection

Feeding Chomsky's concepts of surface structure, deep structure, and universal grammar across formalist and structuralist ideas of discourse yields some interesting results. But to play with this, I've had to take a couple odd adjustments to theory, adjustments that I can only warrant from subjective experience.

Coming to Chomsky's model as presented in Aspects of Syntactic Theory or Language and Mind, may see syntax as dominating semantics, as does John Searle in a review of Chomsky's work for the NY Times. Chomsky pays most attention to relations at the level of phrases and sentences as opposed to semantic oppositions or distinctions as described in structuralist and poststructuralist works, or speech-act contextualization as described by Austin or narratologists like Gerard Genette. However, Chomsky himself seems to at least partly conflate notions of the significance of individual words and of syntax.

Now, one might find this warranted because of course, arrangement of words determines their meaning. But one might also find it warranted because the characteristics of individual words determine certain aspects of what's called syntax.

Searle further considers that Chomsky simply ignores various conditions imposed by speech-act theory: "". However, some overlap in POV may come from the complex nature of word. While Chomsky's visual models treat words as discrete entities, his discussions of them do not.

I suspect we all find the assignment of a meaning to a word to be a complex task. We may use a word easily, but we strain to define it. In making dictionary entries, lexicographers, I submit, do not "say what a word means" or even fairly describe it; rather, they make an attempt to reduce it to something Austin might conceive of as constative. In different ways, Derrida's notions of play and différance and Chomsky's positing of "[Chomsky on what constitutes a word]".

Searle's description of followers of Chomsky who insist on "semantics effects syntax" makes an amusing parallel to the divisions of American poetry from the mid-20th Century on, between objectivist or postmodern poets who, very roughly, approach language as material structures; and beat, confessional, and late-Romantic poets, who tend to conceive of the true poem as an essence or meaning at some remove from the physical text. In both cases, a resolution might involve aspects of each.



Subjectively, a word involves something far more and far different than a lexical entry. If, for ease of speaking, we borrow Saussure's vocabulary, the morphology of what constitutes a signifiier has to be taken as complex. We have a sound, but only certain aspects of that sound are taken to be semantically significant. That is, table means table whether loud or soft, high or low pitched, guttural or bell-tone. In English, a change in stress within a word may change the meaning in such a way that we call it a "different word." In Spanish, such changes in stress often define tense, in the preterit, for instance. Likewise, a change in volume carried over an entire word may change the meaning of the word in its context:
SHALL I compare thee to a summer's day?
Shall I compare THEE to a summer's day?
Shall I compare thee to a SUMMER's day?

We expect the relative stress between the syllables of summer to remain constant when the word is stressed. We see it as "the same word" even though music has altered its meaning in the sentence. If the reader will read Shakespeare's line above without changing the stress, but raising the pitch tor the sections in capitals, one will find the meaning changed similarly. Chomsky notes that there is some change in sound or "surface structure" at every phrase boundary that corresponds to what he calls "deep structure," which seems strongly related to sense.

At the same time, the signified seems spooky. Words seem more properly haunted by a host of associations that walk the earth unsettled at every reference. My table, then, contains the red and gold, metal-legged formica contraption I damaged when I spilled my chemistry set in 1964, whereas your table probably does not, or didn't up until now. At the same time, these associations may be called more or less strongly into play. The association seems to involve all the fuzziness typical to analog systems. I'm reminded of the way my mind treats the visual field before me. I take in information from close to a 180-degree field all around, but signal towards the center of binocular focus receives more attention and more cerebral processing. I can answer questions about what is in front of me with little trouble, but if asked about someting at the edge of my vision, I will turn or glance my eyes towards it to answer. Similarly, aspects or associations of each word seem to be foregrounded or backgrounded in mind, and the mind pays attention to various aspects depending on relevant context.

Given this range of action and attention, the meanings of words shimmer and change much like the visions called by music. Context changes the meanings of words; phrase boundaries change context; the materiality of individual words and morphemes changes phrase boundaries.

We tend to treat phrase boundaries as a question of pauses, but this really treats very little of articulation because said phrases are nested within each other. Indeed, they do not nest cleanly. To give just a simple example, we teach students that a period, which the English even call a full stop, ceases syntactic activity. Yet our relation of nouns and pronouns easily jumps the boundary of sentences. If I say, "John studied. He passed the test," no one questions that He is John. Even such outwardly simple acts display the some recursive parsing that Chomsky talks about. To a large extent, we do so by clues internal to the process.

Those cues that are used to determine words cannot be used to determine phrase boundaries. Otherwise, the system would suffer from unworkable ambiguities. Changes that cannot be reproduced by the great majority of the population cannot be used as traditional or common phrase markers, either: if one had to hit a very high C to end a sentence, those who could not reach the note could not speak clearly. A man whose voice is deep and grainy shows little by that, whereas a smooth-voiced woman who duplicated the sound would find that listeners interpreted her words differently, as might someone who pronounced a single roughly grained word in a smooth sentence. So pitch, volume, and the duration in which a note or syllable is held seem to serve for most changes.

How does this relate to written language? Presumably, visual aspects that do not articulate words may be used to inflect and to determine phrase boundaries. We can observe this in poetry, where line-breaks and spacing have long been used to make logical divisions that need not relate specifically or directly to sound. For instance, Elizabethan verse is not always end-stopped. Why, then, need there be an end-stop at all? Clearly, because phrase boundaries are signaled. When Dickinson refers to "inflections of the pen," she makes a distinction.

A few tangentially related observations should hold. We measure music against itself, reflexively and recursively, almost as Chomsky describes syntax. Thus a melody can be the same melody even if it is in a different key. A 3/4 rhythm may be played faster or slower and be none the less recognizable. But the relative relation of pitch and measure and stress must remain, or the melody becomes unrecognizable. Similarly, when we read Pope, we find ourselves quickly judging as significant minor deviations from the iambic that might be less noticeable in, say, Robert Lowell. We reset standards for such things quickly, on the fly, without much thought. If a poem starts as a sonnet, we expect it to end as a sonnet, but that does not necessarily mean that the poem on the next page cannot be something else. From this we also get "composition by the page" as in Pound's Cantos. That is, the visual layout of the page impacts the articulation of the verse.

This would seem to become a guiding principle for the design of web sites and online literature. Freed from the necessity of uniform linearity demanded until recently by linotype and typeset books, visual layout of Websites and blogs reflects the multiple possibilities. And the diction of the language must reflect that as well.